Customer ServicesFees and Charges
Schedule of Service Charges
| ITEMS | CHARGES |
| Trading Transaction Charges | |
| Commission (Phone Trading) | 0.15% on gross transaction value (min HK$50) |
| Commission (Electronic Trading) | 0.10% on gross transaction value (min HK$50) |
| Stamp Duty | 0.10% on gross transaction value (round up to the nearest dollar) |
| Transaction Levy (SFC) | 0.0027% on gross transaction value (rounded to the nearest cent) |
|
Transaction Levy (FRC) |
0.00015% on gross transaction value (rounded to the nearest cent) |
| Trading Fee (HKEX) | 0.00565% on gross transaction value (rounded to the nearest cent) |
| CCASS Clearing Fee | 0.0042% on gross transaction value |
| Physical Stock Withdrawal / Deposit Charges | |
| Physical Stock Deposit | Free of charge |
| Physical Stock Withdrawal | HK$5 per board /odd lot (min HK$100 per stock) |
| Transfer Deed Stamp Fee (HKSAR) | HK$5 for each Transfer Deed or Certificate |
| Settlement Instruction Charges Via CCASS (S.I.) | |
| Deposit Instruction | Free of charge |
| Delivery Instruction | HK$5 per board /odd lot (min HK$100 per stock) |
|
Real Time Delivery Vs Payment |
HK$200 per stock |
| Investor Settlement Instruction Charges Via CCASS (I.S.I.) | |
| Deposit Instruction | Free of charge |
| Delivery Instruction | HK$5 per board /odd lot (min HK$100 per stock) |
| Real Time Delivery Vs Payment | HK$200 per stock |
| Nominee Services and Corporate Actions | |
| Scrip Fee (Book Close) | HK$2.5 per board / odd lot |
| Deemed Scrip Fee |
No book closed for 1 year HK$0.75 per board / odd lot |
| Cash Dividend Collection | Handling charges 1% on gross dividend amount (min HK$20) |
| Scrip Dividend Collection | HK$3 per board / odd lot (min HK$20) |
|
Bonus Entitlement (shares, options, warrants & bonds) |
HK$1.5 per board / odd lot (min HK$20) |
|
Corporate Actions |
Handling Fee HK$100 + HK$1 per board / odd lot (min HK$20, max HK$50,000) |
| Handling Charge for Unclaimed Entitlement | Handling Charges of HK$500 per claim and out-of-pocket expenses |
| Custody Related Service Charges | |
| Custody Fee* | Accounts with no trading transaction in the latest 6 months, HK$100 will be charged and an extra HK$150 for those with holdings and/or cash. |
| IPO Application | |
| IPO Application | HK$100 per application and other related charges |
| Other Services Charges | |
| Compulsory Share Buy Back | 0.5% of securities value (closing price on settlement day) |
| Reprint Monthly Statements | Within 3 months - Free of charge For past 3-12 months- HK$50 per statement For past 1-3 years - HK$100 per statement For past 3-7 years - HK$500 per statement |
| Proof of Asset | HK$500 out-of-pocket expenses |
| Registration of Physical Stock transfer into own name | HK$5.5 per certificate (min HK$20) |
| Fee for Change of Registration at Share Registrar | HK$200 per request |
| Overdue Interest Charge on Cash Account | Prime Rate +6% |
| Loan Interest Charge on Margin Account | Prime Rate +3% |
| HKD Transfer (Fund Deposit) | Fees charged by the receiving bank (if any) will be deducted from the amount of deposits |
| HKD Transfer (Fund Withdrawal) | Local (CHATS): HK$300 per transaction Overseas (T/T): HK$350 per transaction + correspondent bank's charges if applicable |
| Bank Cheque Stop Payment as requested by client | HK$160 per cheque |
| Returned Cheque | HK$150 per cheque + penalty interest |
| Cash / Cheque Settlement | Free of charge |
*The custody fee will be charged semi-annually at 30 Jun and 31 Dec or the last trading day prior to the aforementioned dates if those are not trading days.
Subject to changes without prior notice.